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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-03 |
| IN | RA | APPROVED | 2025-10-29 |
Branch Locations
9910 Dupont Circle Drive East Suite 100, Ft. Wayne, IN 46825 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Fort Wayne | IN | 03/2022 | 07/2023 |
| Howard Bailey Financial | Fort Wayne | IN | 11/2019 | 03/2022 |
| Ash Brokerage | Fort Wayne | IN | 05/2014 | 11/2019 |
| Wells Fargo Advisors Financial Network, Llc | Fort Wayne | IN | 07/2023 | 10/2025 |
| Raymond James & Associates, Inc. | Fort Wayne | IN | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-03 |
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