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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-01-02 |
| DE | RA | APPROVED | 2025-02-19 |
| FL | RA | APPROVED | 2025-02-19 |
| PA | RA | APPROVED | 2025-02-19 |
| NY | RA | APPROVED | 2022-08-04 |
| NJ | RA | APPROVED | 2022-05-24 |
Branch Locations
600 West Main Street, Freehold, NJ 07728 • United States
255 Nassau Street 1St Floor, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | West Long Branch | NJ | 03/2022 | Present |
| Td Bank N.A. | Jackson | NJ | 08/2017 | 03/2022 |
| Td Bank N.A. | Jackson | NJ | 05/2015 | 08/2017 |
| Toys R Us | Toms River | NJ | 11/2014 | 06/2018 |
| Td Private Client Wealth Llc | West Long Branch | NJ | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-01-23 |
| S65 | Uniform Investment Adviser Law Examination | 2022-05-23 |
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