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Izaak Herrera

Charles Schwab & Co., Inc.

Wayzata, MN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-08-21
  • MN RA
    APPROVED
    Since 2024-08-21

Branch Locations

130 Lake Street West Floor 01, Wayzata, MN 55391-1599 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ymca Lino Lakes MN 08/2018 06/2020
Minnesota Army National Guard Rosemount MN 12/2019 03/2022
Student Lino Lakes MN 09/2005 08/2018
Fidelity Investments Edina MN 03/2022 08/2024
Charles Schwab & Co., Inc Wayzata MN 08/2024 Present
Charles Schwab Banks Ssb Wayzata MN 08/2024 Present
  • 08/2018 → 06/2020
    Ymca
    Lino Lakes, MN
  • 12/2019 → 03/2022
    Minnesota Army National Guard
    Rosemount, MN
  • 09/2005 → 08/2018
    Student
    Lino Lakes, MN
  • 03/2022 → 08/2024
    Fidelity Investments
    Edina, MN
  • 08/2024 → Present
    Charles Schwab & Co., Inc
    Wayzata, MN
  • 08/2024 → Present
    Charles Schwab Banks Ssb
    Wayzata, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-23
S63 Uniform Securities Agent State Law Examination 2022-10-15
  • S65 Uniform Investment Adviser Law Examination
    2024-03-23
  • S63 Uniform Securities Agent State Law Examination
    2022-10-15
Other Names
  • Izaak Rafael Herrera
  • Izaak Herrera

View on SEC IAPD

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