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Josh Michael Breaux

J.P. Morgan Securities LLC

Lake Charles, LA

Lake Charles, LA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-23
LA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • LA RA
    APPROVED
    Since 2012-10-01

Branch Locations

4100 Nelson Road, Lake Charles, LA 70605 • United States

1201 E. Prien Lake Road, Lake Charles, LA 70601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Lake Charles LA 10/2006 Present
J.P. Morgan Securities Llc Lake Charles LA 10/2012 Present
Previous Registrations
  • 2009-07-28 → 2012-10-01
    Chase Investment Services Corp.
    Lake Charles, LA
    Lake Charles, LA
    Lake Charles, LA
    Moss Bluff, LA
    Lake Charles, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-25
S63 Uniform Securities Agent State Law Examination 2009-06-25
  • S65 Uniform Investment Adviser Law Examination
    2009-07-25
  • S63 Uniform Securities Agent State Law Examination
    2009-06-25
Other Names
  • Joshua Michael Breaux

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · LAKE CHARLES, LA
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EDWARD JONES · LAKE CHARLES, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lake Charles, LA
LPL FINANCIAL LLC · LAKE CHARLES, LA
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