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James Kinnison Sumner

Raymond James & Associates, Inc.

Charleston, SC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-17
SC RA APPROVED 2023-03-08
  • TX RA
    APPROVED_RES
    Since 2025-01-17
  • SC RA
    APPROVED
    Since 2023-03-08

Branch Locations

360 Concord Street Suite 210, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ae Wealth Management, Llc Topeka KS 03/2022 02/2023
Imagine Financial, Llc Johns Island SC 03/2022 02/2023
Amercare Royal Summerville SC 10/2012 03/2022
Medicare Agent Representative Charleston SC 09/2022 02/2023
Raymond James & Associates, Inc. Charleston SC 02/2023 Present
  • 03/2022 → 02/2023
    Ae Wealth Management, Llc
    Topeka, KS
  • 03/2022 → 02/2023
    Imagine Financial, Llc
    Johns Island, SC
  • 10/2012 → 03/2022
    Amercare Royal
    Summerville, SC
  • 09/2022 → 02/2023
    Medicare Agent Representative
    Charleston, SC
  • 02/2023 → Present
    Raymond James & Associates, Inc.
    Charleston, SC
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-03-07
S65 Uniform Investment Adviser Law Examination 2022-01-29
  • S63 Uniform Securities Agent State Law Examination
    2023-03-07
  • S65 Uniform Investment Adviser Law Examination
    2022-01-29
Other Names
  • Kinnison Sumner
  • James K Sumner
  • Jk Sumner
  • J Kinnison Sumner
  • Kenny Sumner
  • Ken Sumner

View on SEC IAPD

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Jamie E Carroll
Brooke Meredith Courtney
DERRICK M GRAVA
JOHN KARL NAWROCKI
Michael luke Buccolo

Other Offices

BALLAST ROCK PRIVATE WEALTH · CHARLESTON, SC
PALMETTO ADVISORY · CHARLESTON, SC
CHARLESTON EQUITY PARTNERS, LLC · CHARLESTON, SC
EQUITABLE ADVISORS, LLC · CHARLESTON, SC
ADVISOR.COM · CHARLESTON, SC
TIME & WEALTH MANAGEMENT, LLC · CHARLESTON, SC
EDWARD JONES · CHARLESTON, SC
GREYSTAR INVESTMENT GROUP, LLC · CHARLESTON, SC

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