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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Castro Valley | CA | 03/2022 | Present |
| Empire Pavers | Rodeo | CA | 12/2020 | 03/2022 |
| Empire Medical | Medford | OR | 12/2014 | 03/2022 |
1) 6/2022 - DBA for LPL Business (entity for LPL business) - Malakoff & Associates - Investment Related - Castro Valley, CA 94546 2) 2015 - For-Profit Business - Reseller - Not Investment Related - San Francisco, CA 94108 3) 05/27/2025 - Master Wealth, LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date : 01/01/2024 - 174 Hrs/Mth - 5 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-17 |
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