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Kyle Hauptman

Edward Jones

Garden City, NY

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-05
NY RA APPROVED 2024-01-11
  • TX RA
    APPROVED
    Since 2026-02-05
  • NY RA
    APPROVED
    Since 2024-01-11

Branch Locations

1055 Franklin Ave Suite 210, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Bohemia NY 03/2022 04/2023
The Rinx Hauppauge NY 08/2021 05/2023
Mykonos Greek Diner Smithtown NY 05/2018 08/2018
Arcadia Wealth Management Smithtown NY 05/2019 08/2019
Amethyst Collab New York NY 08/2021 11/2021
Unemployed Smithtown NY 09/2012 05/2021
Vestwell New York NY 05/2023 12/2023
Edward Jones St Louis MO 12/2023 Present
  • 03/2022 → 04/2023
    Ameriprise Financial Services, Llc
    Bohemia, NY
  • 08/2021 → 05/2023
    The Rinx
    Hauppauge, NY
  • 05/2018 → 08/2018
    Mykonos Greek Diner
    Smithtown, NY
  • 05/2019 → 08/2019
    Arcadia Wealth Management
    Smithtown, NY
  • 08/2021 → 11/2021
    Amethyst Collab
    New York, NY
  • 09/2012 → 05/2021
    Unemployed
    Smithtown, NY
  • 05/2023 → 12/2023
    Vestwell
    New York, NY
  • 12/2023 → Present
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-01-05
S65 Uniform Investment Adviser Law Examination 2024-01-04
  • S63 Uniform Securities Agent State Law Examination
    2024-01-05
  • S65 Uniform Investment Adviser Law Examination
    2024-01-04
Other Names
  • Kyle T Hauptman
  • Kyle Hauptman

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARKADIOS WEALTH ADVISORS
CETERA INVESTMENT ADVISERS LLC
BRIXTON CAPITAL WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LESLIE MARIE GIORDANO

Other Investors

TIMOTHY J TASSO
DAWN MARIE EGGERS
DAVID BRIAN CARPENTIER
Alexander Oliner
JULIA BATTAGLIA
Sei il im
ELLEN M CHAN
Jesse M Silver

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

More in Garden City, NY

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