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Neil Keith Larson

Commonwealth Financial Network

Duluth, MN

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-05-18
  • MN RA
    APPROVED
    Since 2022-05-18

Branch Locations

324 West Superior Street Suite 1000, Duluth, MN 55802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kolar Automotive Group Duluth MN 10/2014 02/2022
Wheeler Associates Duluth MN 03/2022 05/2023
Commonwealth Financial Network Waltham MA 03/2022 05/2023
Commonwealth Financial Network San Diego CA 05/2023 Present
Wheeler Associates Duluth MN 05/2023 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-18
  • S65 Uniform Investment Adviser Law Examination
    2022-05-18
Designations

View on SEC IAPD

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