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Neil Keith Larson

Commonwealth Financial Network

Duluth, MN

CRD 7521021

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-05-18
  • MN RA
    APPROVED
    Since 2022-05-18

Branch Locations

324 West Superior Street Suite 1000, Duluth, MN 55802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kolar Automotive Group Duluth MN 10/2014 02/2022
Wheeler Associates Duluth MN 03/2022 05/2023
Commonwealth Financial Network Waltham MA 03/2022 05/2023
Commonwealth Financial Network San Diego CA 05/2023 Present
Wheeler Associates Duluth MN 05/2023 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-18
  • S65 Uniform Investment Adviser Law Examination
    2022-05-18
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

RBC CAPITAL MARKETS, LLC
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES

Nearby Investors

JOHN PAUL LAWIEN
ALICIA NICOLE KIM
JOY ELIZABETH DALBERG

Nearby Offices

RBC CAPITAL MARKETS, LLC · DULUTH, MN
WELLS FARGO CLEARING SERVICES, LLC · DULUTH, MN
EDWARD JONES · DULUTH, MN

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