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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-07
NY RA APPROVED 2026-04-08
  • TX RA
    APPROVED_RES
    Since 2026-07-07
  • NY RA
    APPROVED
    Since 2026-04-08

Branch Locations

900 Stewart Ave Suite 260, Garden City, NY 11530 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Toledo OH 03/2022 01/2026
Mcalister Insurance Agency Toledo OH 01/2022 07/2022
Senior Life Services Vero Beach FL 08/2021 01/2022
Blue Beam Llc Toledo OH 07/2014 07/2022
Nylife Securities Llc Toledo OH 02/2023 01/2026
Bj's Market Llc Toledo OH 05/2025 09/2025
Eagle Strategies Llc Perrysburg OH 06/2025 01/2026
Mml Investors Services, Llc Garden City NY 03/2026 Present
Massmutual Life Insurance Company Garden City NY 03/2026 Present
  • 03/2022 → 01/2026
    New York Life Insurance Company
    Toledo, OH
  • 01/2022 → 07/2022
    Mcalister Insurance Agency
    Toledo, OH
  • 08/2021 → 01/2022
    Senior Life Services
    Vero Beach, FL
  • 07/2014 → 07/2022
    Blue Beam Llc
    Toledo, OH
  • 02/2023 → 01/2026
    Nylife Securities Llc
    Toledo, OH
  • 05/2025 → 09/2025
    Bj's Market Llc
    Toledo, OH
  • 06/2025 → 01/2026
    Perrysburg, OH
  • 03/2026 → Present
    Garden City, NY
  • 03/2026 → Present
    Massmutual Life Insurance Company
    Garden City, NY
Previous Registrations
Other Businesses

(1) NAME: BLUE BEAM LLC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: LLC FOR REAL ESTATE AND ASSET OWNERSHIP POSITION: OWNER/MANAGING DIRECTOR START DATE: 7/14/2014 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PORTFOLIO REVIEW, BUYING AND SELLING OF PROPERTY (2) NAME: FRANK SWISHER INV REL: N ADDR: RESIDENTIAL ADDRESS NATURE: MUSIC PRODUCTION/ ENTERTAINMENT FIGURE POSITION: OWNER START DATE: 1/1/2026 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DUTIES: ENTITY FOR MUSIC PRODUCTION AND SOCIAL MEDIA PERSONALITY (3) NAME: HOPE ALLIANCE LLC INV REL: N ADDR: RESIDENTIAL ADDRESS NATURE: LLC FOR GROUP HOME POSITION: OWNER/MANAGING PARTNER START DATE: 12/22/2025 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DUTIES: OVERSEE AND MANAGE OPERATIONS (4) NAME: TOLEDO PUBLIC SCHOOLS FOUNDATION INV REL: N ADDR: 1609 N. SUMMIT STREET, TOLEDO, OH 43604 NATURE: NON-PROFIT POSITION: BOARD DIRECTOR START DATE: 4/14/2026 NO. HR/MO:1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: GUIDE STRATEGY, SUPPORT FUNDRAISING, AND ENSURE RESOURCES ARE USED EFFECTIVELY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-10
S63 Uniform Securities Agent State Law Examination 2023-10-19
  • S66 Uniform Combined State Law Examination
    2025-06-10
  • S63 Uniform Securities Agent State Law Examination
    2023-10-19

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