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Colin Phelps

Morgan Stanley

Napa, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-06
TX RA APPROVED 2026-04-06
  • CA RA
    APPROVED
    Since 2026-04-06
  • TX RA
    APPROVED
    Since 2026-04-06

Branch Locations

700 Main Street Suite 315, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 03/2022 10/2022
Biomarin Pharmaceutical San Rafael CA 03/2014 10/2021
Homemaking Benicia CA 10/2021 03/2022
Charles Schwab & Co., Inc. Southlake TX 10/2022 09/2024
Charles Schwab Bank, Ssb Southlake TX 10/2022 09/2024
Ubs Financial Services Walnut Creek CA 05/2025 03/2026
Homemaking Watauga TX 09/2024 04/2025
Morgan Stanley Napa CA 03/2026 Present
  • 03/2022 → 10/2022
    Fidelity Investments
    Westlake, TX
  • 03/2014 → 10/2021
    Biomarin Pharmaceutical
    San Rafael, CA
  • 10/2021 → 03/2022
    Homemaking
    Benicia, CA
  • 10/2022 → 09/2024
    Charles Schwab & Co., Inc.
    Southlake, TX
  • 10/2022 → 09/2024
    Charles Schwab Bank, Ssb
    Southlake, TX
  • 05/2025 → 03/2026
    Ubs Financial Services
    Walnut Creek, CA
  • 09/2024 → 04/2025
    Homemaking
    Watauga, TX
  • 03/2026 → Present
    Morgan Stanley
    Napa, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-25
S63 Uniform Securities Agent State Law Examination 2022-07-01
  • S65 Uniform Investment Adviser Law Examination
    2023-02-25
  • S63 Uniform Securities Agent State Law Examination
    2022-07-01
Other Names
  • Colin Michael Phelps

View on SEC IAPD

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ERIC FLORES GONZALES
CYNTHIA LYNN VOTH
Fabiana A Filips
Katherine Engel
Wyatt Raymond Knippen
Beatriz Adriana Buenrostro
Austin P Fitzpatrick
Christopher Micco

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NAPA, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
WELLS FARGO CLEARING SERVICES, LLC · NAPA, CA
5T WEALTH, LLC · NAPA, CA
BENEFITS PLUS, LLC · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA

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