Ruonan Hu

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2022 → 09/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Manhasset, NY
• 10/2016 → 07/2017
  Bank Of America, N.A.
  New York, NY
• 07/2016 → 09/2016
  Coverings Etc.
  Miami, FL
• 07/2017 → 09/2017
  Unemployed.
  New York, NY
• 09/2017 → 12/2020
  Bank Of America, N.A.
  New York, NY
• 12/2020 → 02/2022
  Bank Of America, N.A.
  New York, NY
• 10/2025 → Present
  Ubs Financial Services Inc
  New York, NY

Previous Registrations

• 2023-01-31 → 2025-10-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Plainview, NY
  New York, NY
  Plainview, NY
  Roslyn Heights, NY
  Manhasset, NY

Other Businesses

I*2448271, Entity Type: , Name of OBA: Rental Property 1, Address: Woodside, New York, 11377, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 05/12/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2466341, Entity Type: Entity For Profit, Name of OBA: HU SPARKS LLC, Address: Manhasset, New York, 11030, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 07-May-2025 , No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: This is a LLC for a rental property I recently reported to AIM. The purpose of the LLC is to add protection to our assets and deduct rental business expenses. I hired an agent to take care of the rental and I won't perform much responsibilities and it will not use my working hours.

Exams

• S66 Uniform Combined State Law Examination
  2023-01-26