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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-13 |
| IN | RA | APPROVED | 2018-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Rensselaer | IN | 12/2013 | 04/2018 |
| Cetera Investment Services Llc | St.CLoud | MN | 04/2018 | Present |
| Cetera Investment Advisers Llc | Demotte | IN | 04/2018 | Present |
| Centier Bank | Demotte | IN | 04/2018 | Present |
1. DEMOTTE-KV ROTARY CLUB VOLUNTEER, BUSINESS NETWORKING AND COMMUNITY IMPROVEMENT PROJECTS-NO SECURITIES CLIENTS OR ACTIVITIES -3 HRS WK 2. BOARD MEMBER KANKAKEE VALLEY EDUCATIONAL FOUNDATION 3. FINANCE COUNCIL MEMBER FOR DIOCESE OF LAFAYETTE, LESS THAN 1/HR/WK 4. JASPER NEWTON FOUNDATION INC. LILLY ENDOWMENT SCHOLARSHIP COMMITTEE MEMBER. 1 HR REVIEWING SCHOLARSHIP APPS 5. JASPER NEWTON FOUNDATION COMMITTEE MEMBER, ENSURE THE FOUNDATION IS STAYING WITHIN BUDGET & ADHERING TO STANDARD FINANCIAL PROCEDURES AND POLICIES, LESS THAN 1/HR/WK;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-23 |
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