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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Demotte | IN | 11/2014 | 06/2024 |
| Securities America Advisors | Demotte | IN | 04/2015 | 06/2024 |
| Osaic Wealth, Inc. | Demotte | IN | 06/2024 | Present |
| Osaic Wealth, Inc. | Demotte | IN | 06/2024 | Present |
1. INSURANCE SALES POSITION: Insurance Agent NATURE: 1) INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 12/2014 - LOCATED AT 210 S HALLECK ST DEMOTTE IN 46310 United States INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 12/01/2014 ADDRESS: 210 S. Halleck St., DeMotte IN 46310, United States DESCRIPTION: I sell life insurance, fixed/indexed annuities to clients. I am an independent insurance agent, but our business runs through USAdvisors 2. DEMOTTE STATE BANK POSITION: Financial Advisor NATURE: I am employed and paid through the bank as a financial advisor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/14/2014 ADDRESS: 210 S Halleck St, DeMotte IN 46310 DESCRIPTION: Financial Advisor that meets with a mix of bank clients and clients from outside the bank. 3. FIRST CRC OF DEMOTTE POSITION: Secretary NATURE: I serve as Secretary of the Deacons at my local church. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2024 ADDRESS: 1633 S Halleck Street, DeMotte IN 46310, United States DESCRIPTION: Meeting with widows and families of the church. Discussing and voting on matters relating to operations of the church. Taking minutes for the deacon's meetings. 4.DEMOTTE CHAMBER OF COMMERCE POSITION: President NATURE: On the Board of Directors for the Chamber of Commerce in DeMotte, IN. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 327 N. Halleck St., DeMotte IN 46310, United States DESCRIPTION: Help facilitate parades, festivals, and other engagement activities throughout my community.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-17 |
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