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Derek Timothy Stegenga

Osaic Wealth, Inc.

Demotte, IN

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-06-14
  • IN RA
    APPROVED
    Since 2024-06-14

Branch Locations

210 South Halleck Street, Demotte, IN 46310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Demotte IN 11/2014 06/2024
Securities America Advisors Demotte IN 04/2015 06/2024
Osaic Wealth, Inc. Demotte IN 06/2024 Present
Osaic Wealth, Inc. Demotte IN 06/2024 Present
  • 11/2014 → 06/2024
    Securities America Inc
    Demotte, IN
  • 04/2015 → 06/2024
    Securities America Advisors
    Demotte, IN
  • 06/2024 → Present
    Demotte, IN
  • 06/2024 → Present
    Demotte, IN
Previous Registrations
  • 2015-04-20 → 2024-06-14
    Securities America Advisors, Inc.
    Demotte, IN
Other Businesses

1. INSURANCE SALES POSITION: Insurance Agent NATURE: 1) INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 12/2014 - LOCATED AT 210 S HALLECK ST DEMOTTE IN 46310 United States INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 12/01/2014 ADDRESS: 210 S. Halleck St., DeMotte IN 46310, United States DESCRIPTION: I sell life insurance, fixed/indexed annuities to clients. I am an independent insurance agent, but our business runs through USAdvisors 2. DEMOTTE STATE BANK POSITION: Financial Advisor NATURE: I am employed and paid through the bank as a financial advisor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/14/2014 ADDRESS: 210 S Halleck St, DeMotte IN 46310 DESCRIPTION: Financial Advisor that meets with a mix of bank clients and clients from outside the bank. 3. FIRST CRC OF DEMOTTE POSITION: Secretary NATURE: I serve as Secretary of the Deacons at my local church. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2024 ADDRESS: 1633 S Halleck Street, DeMotte IN 46310, United States DESCRIPTION: Meeting with widows and families of the church. Discussing and voting on matters relating to operations of the church. Taking minutes for the deacon's meetings. 4.DEMOTTE CHAMBER OF COMMERCE POSITION: President NATURE: On the Board of Directors for the Chamber of Commerce in DeMotte, IN. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 327 N. Halleck St., DeMotte IN 46310, United States DESCRIPTION: Help facilitate parades, festivals, and other engagement activities throughout my community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-17
  • S66 Uniform Combined State Law Examination
    2015-04-17
Designations

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