Norma Jean Sims

Current Employers

Employment History

• 12/2015 → 12/2018
  Jp Morgan Securities Llc
  Merrilville, IN
• 12/2015 → 12/2018
  Jp Morgan Chase Bank, Na
  Merrilville, IN
• 12/2018 → 06/2024
  Securities America, Inc.
  Demotte, IN
• 05/2019 → 06/2024
  Securities America Advisors
  Demotte, IN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Demotte, IN

Previous Registrations

• 2019-05-01 → 2024-06-14
  Securities America Advisors, Inc.
  Demotte, IN

Other Businesses

1. DSB WEALTH MANAGEMENT - DBA 2. DEMOTTE STATE BANK POSITION: employee NATURE: Employer; employed by as Financial Advisor INVESTMENT RELATED: No NUMBER OF HRS: 160 SECURITIES TRADING HRS: 160 START DATE: 12/03/2018 ADDRESS: 210 S Halleck St, DeMotte IN 46310 DESC: an employee of bank that is compensated through bank 3. ROTARY POSITION: volunteer NATURE: Rotarian for Rotary International INVESTMENT RELATED: No NUMBER OF HRS: 4 SECURITIES TRADING HRS: 4 START DATE: 08/23/2021 ADDRESS: 227 N Halleck, DeMotte IN 46310 DESC: volunteer for community events 4. INSURANCE POSITION: advisor NATURE: Insurance Sales (Life and Annuities) INVESTMENT RELATED: Yes NUMBER OF HRS: 30 SECURITIES TRADING HRS: 20 START DATE: 12/03/2018 ADDRESS: 210 S Halleck St, DeMotte IN 46310, DESC: provide annuities & life insurance products to clients 5. SECURITIES AMERICA ADVISORS POSITION: Financial Advisor NATURE: advisory investment accounts INVESTMENT RELATED: Yes NUMBER OF HRS: 30 SECURITIES TRADING HRS: 20 START DATE: 05/01/2019 ADDRESS: 12325 Port Grace Blvd, La Vista NE 68128 DESC: advise clients on investment products & services & being compensated on fee basis 6. DEMOTTE-KANKAKEE VALLEY ROTARY CLUB POSITION: volunteer NATURE: Rotarian for Rotary International INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 4 START DATE: 08/23/2021 ADDRESS: PO Box 453, De Motte IN 46310, United States DESCRIPTION: volunteer for community events like the Rotary Ramble 5k during our annual Touch of Dutch festival and projects that are needed within the community. Projects such as installing bicycle racks around town, hand out school supplies during the back to school fair, etc 7. FIRST CHURCH POSITION: member NATURE: non-profit church INVESTMENT RELATED: No NUMBER OF HRS: 4 SECURITIES TRADING HRS: 0 START DATE: 01/03/2019, ADDRESS: 5387 W state rd 10, wheatfield IN 46392, DESC: participate in women life group, share life experiences, watch & teach lesson plans to pre-school age children while parents attend church and also prepare college boxes for college kids so they have snacks and treats while at college 8.JUNIOR ACHIEVEMENT; POSITION: volunteer instructor NATURE: Junior Achievement go to local k-12 schools & teach them about saving money & what banking is. I also may attend one off site event at Junior Achievement location to teach students how to budget. INVESTMENT RELATED: No NUMBER OF HRS: 5 SECURITIES TRADING HRS: 5 START DATE: 09/27/2021. ADDRESS: 3001 S. Creasy Ln, Lafayette IN 47905, DESC: Go to 2nd & 3rd grade classroom & teach them basics of banking & may attend one offsite event at Junior Achievement location. 9. JASPER NEWTON FOUNDATION: POSITION: scholarship committee NATURE: Gifts, Grants, Endowments, & Scholarships in Jasper&Newton County Indiana. Solving local challenges facing Counties every day. INVESTMENT RELATED: No NUMBER OF HRS: 4 SECURITIES TRADING HRS: 2 START DATE: 03/27/2025 ADDRESS: 301 N Van Rensselaer St, Rensselaer IN 47978,DESC: I review & score applicant scholarship's. It is anonymous committee in which there is no communication with public 10. DEMOTTE CHAMBER OF COMMERENCE POSITION: volunteer NATURE: volunteer when needed for the chamber, may assist with annual golf outing &annual Touch of Dutch parade INVESTMENT RELATED: No NUMBER OF HRS: 2 SECURITIES TRADING HRS: 2 START DATE: 01/01/2026 ADDRESS: PO Box 721, DeMotte IN 46310, DESC: I will assist on a needed basis. I have filled in last minute in past working a hole for an annual golf outing. However, I am disclosing beginning next year as I believe I am going to be asked to volunteer more. For Touch of Dutch parade it could be 3-5 hours annually & for golf tournament it could be 10 hrs annually

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-04-29
• S63 Uniform Securities Agent State Law Examination
  2000-12-01

Other Names

• Norma Jean Mcginley
• Norma Mcginley
• Norma Sims