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Simon Douglas Coleman

Cetera Investment Advisers LLC

Crown Point, IN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-01-29
  • IN RA
    APPROVED
    Since 2020-01-29

Branch Locations

8020 E 109Th Ave, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Centier Bank Crown Point IN 05/2019 Present
3 Rivers Credit Union Fort Wayne IN 11/2018 04/2019
Redfi Electronics Fort Wayne IN 05/2017 11/2018
The Plex Fort Wayne IN 12/2016 05/2017
Manchester University North Manchester IN 01/2013 12/2016
Cetera Investment Advisors Llc Crown Point IN 01/2020 Present
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 05/2019 → Present
    Centier Bank
    Crown Point, IN
  • 11/2018 → 04/2019
    3 Rivers Credit Union
    Fort Wayne, IN
  • 05/2017 → 11/2018
    Redfi Electronics
    Fort Wayne, IN
  • 12/2016 → 05/2017
    The Plex
    Fort Wayne, IN
  • 01/2013 → 12/2016
    Manchester University
    North Manchester, IN
  • 01/2020 → Present
    Cetera Investment Advisors Llc
    Crown Point, IN
Other Businesses

1. SUCCESSOR TRUSTEE FOR THE TIMOTHY AND KELLY COLEMAN LIVING TRUST; PARENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-27
  • S66 Uniform Combined State Law Examination
    2020-01-27
Other Names
  • Simon Coleman

View on SEC IAPD

Other Firms

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BENJAMIN F. EDWARDS & COMPANY, INC.
LPL FINANCIAL LLC
EDWARD JONES
EQUITY SERVICES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
MML INVESTORS SERVICES, LLC
LPL ENTERPRISE, LLC

Other Investors

SHAWN ALLEN SABAU
CINDY ANN REILLY
KENT ROBERT HUNTOON
Elizabeth Ampagoomian Cooke
Benjamin Marshall
ELISHA DAVIS PORTERFIELD
MARY LYNNE VEREB
KYLE J BORKOWSKI

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · CROWN POINT, IN
BENJAMIN F. EDWARDS & COMPANY, INC. · Crown Point, IN
LPL FINANCIAL LLC · CROWN POINT, IN
EDWARD JONES · Crown Point, IN
EDWARD JONES · CROWN POINT, IN
EQUITY SERVICES, INC. · CROWN POINT, IN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Crown Point, IN
MML INVESTORS SERVICES, LLC · Crown Point, IN

More in Crown Point, IN

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