Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-02-28
TX RA APPROVED 2017-02-28
  • IN RA
    APPROVED
    Since 2017-02-28
  • TX RA
    APPROVED
    Since 2017-02-28

Branch Locations

10550 Broadway, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Securities Corporation Indianapolis IN 05/2009 02/2017
Stifel, Nicolaus & Company, Incorporated Crown Point IN 02/2017 Present
Previous Registrations
Other Businesses

1. 1840 LLC; 13164 MONROE PLACE, CROWN POINT, IN 46307; HOLDING COMPANY; * OWNER; MANAGING PARTNER; AFFILIATION STARTED 8/5/2016; 1 HOUR PER YEAR; LLC WAS CREATED TO HOLD INVESTMENTS IN OTHER BUSINESS ; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 2. Starck and Van Til Employee Sponsored Assistance Plan;2244 45th St Highland IN 46322;not for profit that assists employees of Starck and Van til that are in need;board of directors;focus on mission of plan;07/01/2019;10 hr/yr;not during securities trading hours;not investment related. 3.Starck and Van Til Charitable Foundation Inc;2244 45th St Highland IN 46322;Charitable foundation;board of directors;focus on mission of organization;07/01/2019;10 hr/yr;not during securities trading hours;not investment related. 4. Tweeked Rides LLC; 13164 Monroe Pl Crown Point, IN 46307; mobile detailing/automotive; Owner; Owner; 10/06/2025; 250hrs/yr; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-19
S63 Uniform Securities Agent State Law Examination 1998-09-10
  • S66 Uniform Combined State Law Examination
    2000-06-19
  • S63 Uniform Securities Agent State Law Examination
    1998-09-10
Designations
Other Names
  • Shawn Allen Sabau
  • Shawn Sabau

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Crown Point, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor