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Alliancebernstein L.p. CRD 108477
$763B regulatory AUM 16 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-04-20 |
| NY | RA | APPROVED | 2022-04-20 |
Branch Locations
66 Hudson Boulevard East, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein & Co. Llc | New York | NY | 02/2022 | Present |
| City National Rochdale | New York | NY | 12/2018 | 02/2022 |
| Northern Trust Management Services Limited | London | 03/2017 | 12/2018 | |
| Northern Trust Corporation | Chicago | IL | 09/2012 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-04-14 |
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