Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-30 |
| TX | RA | APPROVED | 2024-09-30 |
Branch Locations
6002 Falls Of Neuse Rd, Raleigh, NC 27609 • United States
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 05/2019 | 09/2024 |
| Bank Of America, N.A. | Raleigh | NC | 05/2019 | 09/2024 |
| Wal-Mart | Ahoskie | NC | 08/2018 | 04/2019 |
| Tjmaxx | Morehead City | NC | 05/2010 | 08/2018 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-22 |
Reach out to this advisor