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Romelia Lizeth Legg

Arax Advisory Partners

New York, NY

Houston, TX

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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-20
  • TX RA
    APPROVED
    Since 2026-07-20

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

4444 Westheimer Road Suite G500, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Academy Sports And Outdoors Pasadena TX 06/2016 12/2017
San Jacinto College: Central Campus Pasadena TX 01/2018 03/2018
Dick's Sporting Goods Friendswood TX 03/2018 03/2020
University Of Houston Houston TX 03/2020 12/2021
Usca Securities Llc Houston TX 12/2021 Present
Arax Advisory Partners Houston TX 06/2026 Present
U.S. Capital Wealth Advisors, Llc Houston TX 09/2024 06/2026
  • 06/2016 → 12/2017
    Academy Sports And Outdoors
    Pasadena, TX
  • 01/2018 → 03/2018
    San Jacinto College: Central Campus
    Pasadena, TX
  • 03/2018 → 03/2020
    Dick's Sporting Goods
    Friendswood, TX
  • 03/2020 → 12/2021
    University Of Houston
    Houston, TX
  • 12/2021 → Present
    Usca Securities Llc
    Houston, TX
  • 06/2026 → Present
    Arax Advisory Partners
    Houston, TX
  • 09/2024 → 06/2026
    U.S. Capital Wealth Advisors, Llc
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-13
  • S66 Uniform Combined State Law Examination
    2024-09-13
Other Names
  • Romelia Lizeth Garcia Rivera

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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