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Swaroop Rani Agrawal

Vanguard Advisers, Inc.

Plano, TX

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-19
  • TX RA
    APPROVED
    Since 2022-12-19

Branch Locations

7900 Windrose Ave, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Plano TX 07/2022 Present
Randstad Wayne PA 04/2022 06/2022
M&T Bank Wayne PA 11/2021 04/2022
Unemployed Audubon PA 05/2019 11/2021
Td Bank Royersford PA 09/2018 05/2019
Cvs Pharmacy King Of Prussia PA 01/2018 09/2018
Unemployed Audubon PA 10/2015 12/2017
Vanguard Marketing Corporation Plano TX 07/2022 Present
Vanguard Advisers, Inc. Plano TX 07/2022 Present
  • 07/2022 → Present
    The Vanguard Group, Inc.
    Plano, TX
  • 04/2022 → 06/2022
    Randstad
    Wayne, PA
  • 11/2021 → 04/2022
    M&T Bank
    Wayne, PA
  • 05/2019 → 11/2021
    Unemployed
    Audubon, PA
  • 09/2018 → 05/2019
    Td Bank
    Royersford, PA
  • 01/2018 → 09/2018
    Cvs Pharmacy
    King Of Prussia, PA
  • 10/2015 → 12/2017
    Unemployed
    Audubon, PA
  • 07/2022 → Present
    Vanguard Marketing Corporation
    Plano, TX
  • 07/2022 → Present
    Vanguard Advisers, Inc.
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-17
  • S66 Uniform Combined State Law Examination
    2022-12-17
Other Names
  • Swaroop Agrawal

View on SEC IAPD

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Other Offices

VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
TTFCM LLC · PLANO, TX
BBAE ADVISORS LLC · PLANO, TX
PARADIGM GROUP · PLANO, TX
CAISHEN FINANCIAL · PLANO, TX

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