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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2017-10-24 |
| TX | RA | APPROVED | 2017-10-24 |
Branch Locations
6105 Line Ave Ste 100, Shreveport, LA 71106 • United States
Shreveport, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Shreveport | LA | 09/2014 | 10/2017 |
| Bank Of America, N.A. | Shreveport | LA | 10/2014 | 10/2017 |
| Ameriprise Financial Services Inc | Shreveport | LA | 10/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Shreveport | LA | 03/2020 | Present |
Outside Employment; Lapis Enterprise; Financial Advisor; Legal entity for our Ameriprise Team Practice; 6105 Line Ave , Suite 100, Shreveport, LA, 71106; Investment-Related; 01/01/2018; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-12 |
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