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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-09-16
  • OH RA
    APPROVED
    Since 2024-09-16

Branch Locations

445 Hutchinson Ave Ste 200, Columbus, OH 43235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Columbus OH 03/2022 Present
National Christian Foundation - Ohio Columbus OH 05/2021 03/2022
River Radio Ministries Gahanna OH 05/2013 04/2021
Smallcakes Cupcakery Gahanna OH 08/2020 04/2021
  • 03/2022 → Present
    Columbus, OH
  • 05/2021 → 03/2022
    National Christian Foundation - Ohio
    Columbus, OH
  • 05/2013 → 04/2021
    River Radio Ministries
    Gahanna, OH
  • 08/2020 → 04/2021
    Smallcakes Cupcakery
    Gahanna, OH
Other Businesses

Outside Employment; Practice Management Associates LLC; FINANCIAL ADVISOR - ASSOCIATE FINANCIAL ADVISOR, RESPONSIBLE FOR PRACTICE OPERATIONS, CLIENT SERVICE, AND CLIENT INTERACTIONS. This is the entity through which I am technically employed and paid.; Manage advisory business; 409 E Cook Rd, Ste 300, Fort Wayne, IN, 46825; Investment-Related; 04/01/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-13
  • S66 Uniform Combined State Law Examination
    2024-09-13
Other Names
  • Brittany James

View on SEC IAPD

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