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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-17 |
| UT | RA | APPROVED | 2025-06-17 |
Branch Locations
49 North 400 West, Salt Lake City, UT 84101-1368 • United States
South Jordan, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Orem | UT | 08/2021 | 02/2022 |
| Fetzer Architectural Woodwork | Salt Lake City | UT | 01/2021 | 08/2021 |
| Bruce Matson Company | Honolulu | HI | 04/2019 | 11/2020 |
| Bruce Matson Company | Honolulu | HI | 11/2018 | 04/2019 |
| Restaurant Equipment Wholesale | Honolulu | HI | 09/2018 | 11/2018 |
| Unemployed | Mililani | HI | 04/2018 | 09/2018 |
| Cem Aquatics | Salt Lake City | UT | 05/2017 | 04/2018 |
| Xlight Company | Saratoga Springs | UT | 10/2016 | 05/2017 |
| Fidelity Investments | American Fork | UT | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-06 |
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