Inactive

Nicolas Santoyo

Wulff, Hansen & Co.

CRD 7513626

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Employer firm

Wulff, Hansen & Co. CRD 908

$145M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
OCCASIONAL ONE-TIME SPECIAL PROJECTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wulff, Hansen & Co.

100 Smith Ranch Road Suite 320, San Rafael, CA 94903 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-05-31

CA RA
APPROVED

Since 2022-05-31

Branch Locations

100 Smith Ranch Road Suite 320, San Rafael, CA 94903 • United States

1300 West Lodi Avenue, Lodi, CA 95242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Farmers & Merchants Bank,	Lodi	CA	07/2015	01/2021
Wulff, Hansen & Co.	San Rafael	CA	01/2021	Present

07/2015 → 01/2021

Farmers & Merchants Bank,

Lodi, CA
01/2021 → Present

Wulff, Hansen & Co.

San Rafael, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-09-14

S65 Uniform Investment Adviser Law Examination

2021-09-14

Other Names

Nicolas Santoyo Razo
Nick Santoyo
Nick Razo
Nicolas Razo
Nick Santoyo Razo

View on SEC IAPD

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