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Inactive

Nicolas Santoyo

Wulff, Hansen & Co.

San Rafael, CA

Lodi, CA

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Current Employers
Wulff, Hansen & Co.

100 Smith Ranch Road Suite 320, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-31
  • CA RA
    APPROVED
    Since 2022-05-31

Branch Locations

100 Smith Ranch Road Suite 320, San Rafael, CA 94903 • United States

1300 West Lodi Avenue, Lodi, CA 95242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers & Merchants Bank, Lodi CA 07/2015 01/2021
Wulff, Hansen & Co. San Rafael CA 01/2021 Present
  • 07/2015 → 01/2021
    Farmers & Merchants Bank,
    Lodi, CA
  • 01/2021 → Present
    Wulff, Hansen & Co.
    San Rafael, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-14
  • S65 Uniform Investment Adviser Law Examination
    2021-09-14
Other Names
  • Nicolas Santoyo Razo
  • Nick Santoyo
  • Nick Razo
  • Nicolas Razo
  • Nick Santoyo Razo

View on SEC IAPD

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STIFEL, NICOLAUS & COMPANY, INCORPORATED · SAN RAFAEL, CA
HCM WEALTH · SAN RAFAEL, CA
O'DONNELL FINANCIAL SERVICES, LLC · SAN RAFAEL, CA
MADRONE INVESTMENT ADVISORY, LLC · SAN RAFAEL, CA
FIDUCIARY FINANCIAL GROUP, LLC · SAN RAFAEL, CA
MORGAN STANLEY · SAN RAFAEL, CA
INDEPENDENT FINANCIAL GROUP, LLC · San Rafael, CA
EDWARD JONES · San Rafael, CA

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