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Mary Holtz

Thrivent Investment Management Inc.

Wahpeton, ND

Wheaton, MN

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2026-02-20
MN RA APPROVED 2022-11-03
  • ND RA
    APPROVED
    Since 2026-02-20
  • MN RA
    APPROVED
    Since 2022-11-03

Branch Locations

118 6Th St N, Wahpeton, ND 58075 • United States

1112 1St Ave N, Wheaton, MN 56296 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spartannash Fargo ND 08/2000 04/2022
Thrivent Investment Management Inc Wahpeton ND 03/2022 Present
Thrivent Financial Appleton WI 05/2022 12/2022
Thrivent Financial Appleton WI 12/2022 Present
  • 08/2000 → 04/2022
    Spartannash
    Fargo, ND
  • 03/2022 → Present
    Thrivent Investment Management Inc
    Wahpeton, ND
  • 05/2022 → 12/2022
    Thrivent Financial
    Appleton, WI
  • 12/2022 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-02
S63 Uniform Securities Agent State Law Examination 2022-08-02
  • S66 Uniform Combined State Law Examination
    2022-11-02
  • S63 Uniform Securities Agent State Law Examination
    2022-08-02
Other Names
  • Mary Caroline Swiontek
  • Mary Caroline Nordick

View on SEC IAPD

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Other Offices

INTERCAROLINA FINANCIAL SERVICES, INC. · WAHPETON, ND
EDWARD JONES · WAHPETON, ND
LPL FINANCIAL LLC · WAHPETON, ND
LPL FINANCIAL LLC · WAHPETON, ND
STATE FARM INVESTMENT MANAGEMENT CORP. · Wahpeton, ND
EDWARD JONES · WAHPETON, ND
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BRECKENRIDGE, MN
STATE FARM INVESTMENT MANAGEMENT CORP. · Breckenridge, MN

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