Brandon Marshall Baltzell

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2022-11-04

UT RA
APPROVED

Since 2022-11-04

Branch Locations

257 East 200 South Suite 750, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance Associates, Inc.	Salt Lake City	UT	04/2022	11/2022
Pennington & Company	Lawrence	KS	12/2017	03/2022
Launchpoint Solutions	Scottsdale	AZ	07/2016	12/2017
Lpl Financial, Llc	Salt Lake City	UT	10/2022	Present

04/2022 → 11/2022

Royal Alliance Associates, Inc.

Salt Lake City, UT
12/2017 → 03/2022

Pennington & Company

Lawrence, KS
07/2016 → 12/2017

Launchpoint Solutions

Scottsdale, AZ
10/2022 → Present

Lpl Financial, Llc

Salt Lake City, UT

Previous Registrations

2022-05-10 → 2022-11-07

Osaic Wealth, Inc.

South Jordan, UT

Other Businesses

1) 11/2022- Axex Financial- DBA for LPL Business (entity for LPL business)- inv. related- Salt Lake City, UT 2) 11/2022- BALTZELL FINANCIAL LLC- Non-Variable Insurance- Agent selling Fixed annuities, health insurance, life insurance, and long-term care- inv. related-Salt Lake City, UT - start dat 3/21/2022- 8hrs/mth 3) 11/2022- P2 PROPERTIES LLC- Real Estate Rental- part owner- inv. related- 706 Newton St, BALDWIN CITY, KS 66006- start date 12/4/215- 8hrs/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-09

S66 Uniform Combined State Law Examination

2022-05-09

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

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