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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-03
  • NY RA
    APPROVED
    Since 2024-10-03

Branch Locations

150 Canal Street, New York, NY 10013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa National Association New York NY 03/2022 Present
Hsbc Securities (Usa) Inc. New York NY 11/2023 Present
Baruch College New York NY 01/2018 05/2021
City College New York NY 09/2016 12/2017
Gong Cha New York NY 01/2020 08/2023
  • 03/2022 → Present
    Hsbc Bank Usa National Association
    New York, NY
  • 11/2023 → Present
    New York, NY
  • 01/2018 → 05/2021
    Baruch College
    New York, NY
  • 09/2016 → 12/2017
    City College
    New York, NY
  • 01/2020 → 08/2023
    Gong Cha
    New York, NY
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-27
  • S66 Uniform Combined State Law Examination
    2024-09-27

View on SEC IAPD

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