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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
FL RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

100 Citibank Dr, San Antonio, TX 78245 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Jacksonville FL 02/2022 Present
Unemployed Sanford NC 10/2021 02/2022
United States Army Fort Bragg NC 01/2017 09/2021
United States Army Fort Hood TX 06/2015 12/2016
  • 02/2022 → Present
    Fidelity Investments
    Jacksonville, FL
  • 10/2021 → 02/2022
    Unemployed
    Sanford, NC
  • 01/2017 → 09/2021
    United States Army
    Fort Bragg, NC
  • 06/2015 → 12/2016
    United States Army
    Fort Hood, TX
Other Businesses

OBA-98619|OrgNmn:LCMH & Company LLC|Org Addr:Jacksonvil,Florida,US|OBA Nature:Online retail|Invst Rel:N|Title:Partner|Duties:accounting|StrtDt:05-01-23|TotHrs/mon:5|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-26
S63 Uniform Securities Agent State Law Examination 2022-07-07
  • S65 Uniform Investment Adviser Law Examination
    2023-09-26
  • S63 Uniform Securities Agent State Law Examination
    2022-07-07
Other Names
  • Michael Arthur Collins

View on SEC IAPD

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