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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-03 |
| NJ | RA | APPROVED | 2020-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Toms River | NJ | 04/2006 | 03/2018 |
| Wells Fargo Clearing Services, Llc | Little Silver | NJ | 07/2019 | 09/2020 |
| Wells Fargo Bank, Na | Little Silver | NJ | 07/2019 | 09/2020 |
| Unemployed | N/A | NJ | 03/2018 | 07/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Flemington | NJ | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-25 |
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