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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-09
  • NJ RA
    APPROVED
    Since 2025-09-09

Branch Locations

184 Liberty Corner Road Suite 101, Warren, NJ 07059 • United States

140 Broad Street Suite 100, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gilmartin Group New York NY 05/2021 05/2023
Lazar, A Finn Partners Company New York NY 11/2020 05/2021
The Ruth Group New York NY 02/2016 10/2020
Gilmartin Financial New York NY 03/2022 05/2023
Ubs Financial Services, Inc Red Bank NJ 08/2025 Present
Unemployed Jersey City NJ 06/2023 10/2023
Avantax Investment Services Inc Wall NJ 11/2023 04/2025
Jack Oujo Cpa, Inc Dba Oujo Wealth Strategies Wall NJ 11/2023 04/2025
Unemployed Neptune City NJ 05/2025 07/2025
  • 05/2021 → 05/2023
    Gilmartin Group
    New York, NY
  • 11/2020 → 05/2021
    Lazar, A Finn Partners Company
    New York, NY
  • 02/2016 → 10/2020
    The Ruth Group
    New York, NY
  • 03/2022 → 05/2023
    Gilmartin Financial
    New York, NY
  • 08/2025 → Present
    Red Bank, NJ
  • 06/2023 → 10/2023
    Unemployed
    Jersey City, NJ
  • 11/2023 → 04/2025
    Avantax Investment Services Inc
    Wall, NJ
  • 11/2023 → 04/2025
    Jack Oujo Cpa, Inc Dba Oujo Wealth Strategies
    Wall, NJ
  • 05/2025 → 07/2025
    Unemployed
    Neptune City, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-08
S63 Uniform Securities Agent State Law Examination 2022-04-29
  • S66 Uniform Combined State Law Examination
    2025-09-08
  • S63 Uniform Securities Agent State Law Examination
    2022-04-29
Other Names
  • Emma Poalillo
  • Emma Sun Min Poalillo

View on SEC IAPD

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