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Rbc Rochdale, LLC CRD 117198
$73.0B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-05-10 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
400 Park Avenue, New York, NY 10022 • United States
Massapequa Park, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Rochdale | New York | NY | 12/2021 | Present |
| Bank Of America | New York | NY | 11/2018 | 12/2021 |
| Bank Of America | Providence | RI | 07/2015 | 11/2018 |
| Cnr Securities | New York | NY | 12/2021 | Present |
Uber Eats ... not investment related ... 1455 Market Street, San Francisco, CA 94013 ... Uber Eats Driver ... Driver ... Uber Eats Driver ... October 12th, 2021 ... 0-15 hours ... 0 hours during trading hours ... Uber Eats Driver
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-06 |
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