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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2022 | 05/2022 |
| Parker Drilling Company | Houston | TX | 06/2016 | 03/2018 |
| Westlake Chemical | Houston | TX | 03/2018 | 03/2019 |
| Port Houston | Houston | TX | 08/2019 | 01/2022 |
| Unemployed | Houston | TX | 04/2019 | 07/2019 |
| Ubs Financial Services | Houston | TX | 05/2022 | 06/2023 |
| J.P. Morgan Securities Llc | Pasadena | TX | 07/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Pasadena | TX | 07/2023 | Present |
| Vensure Employer Services | Fort Walton Beach | FL | 02/2022 | 05/2022 |
| Ubs Financial Services Inc | Houston | TX | 05/2022 | 06/2023 |
| Excelsior Capital Management | Houston | TX | 02/2022 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-26 |
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