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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

5150 Fairmont Parkway, Pasadena, TX 77505 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Pasadena TX 10/2012 Present
Houston Freethought Oasis Katy TX 10/2013 12/2019
Jpmorgan Chase Bank, N.A. Pasadena TX 04/2008 Present
  • 10/2012 → Present
    Pasadena, TX
  • 10/2013 → 12/2019
    Houston Freethought Oasis
    Katy, TX
  • 04/2008 → Present
    Jpmorgan Chase Bank, N.A.
    Pasadena, TX
Previous Registrations
Other Businesses

Entity Name: Minilith LLC Investment related: No "Address: Pasadena, TX 77504" Nature of the other business: Computer Design Position/Title/Relationship: Owner/Partner Start Date: 07/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: We are interested in starting a company that designs and sells computer equipment. There is no similarity to my role with Chase as a Private Client Advisor. We are interested in opening business bank account at Chase, but we currently do not have one.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-18
  • S66 Uniform Combined State Law Examination
    2005-08-18
Designations
Other Names
  • Janey-Ali Rizvi
  • Janey Ali Rizvi

View on SEC IAPD

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