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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

4200 Spencer Hwy, Pasadena, TX 77504 • United States

715 Center St, Deer Park, TX 77536 • United States

103 W Southmore Ave, Pasadena, TX 77502 • United States

6837 Spencer Hwy, Pasadena, TX 77505 • United States

5960 Fairmont Pkwy, Pasadena, TX 77505 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

4921 Garth Rd, Baytown, TX 77521 • United States

5440 El Dorado Blvd Ste 300, Houston, TX 77059 • United States

1001 Highway 146 S, La Porte, TX 77571 • United States

1005 Bay Area Blvd, Houston, TX 77058 • United States

811 Sheldon Rd, Channelview, TX 77530 • United States

13106 Woodforest Blvd, Houston, TX 77015 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Deer Park TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Deer Park TX 11/2016 Present
Previous Registrations
  • 2004-09-16 → 2011-01-03
    Wells Fargo Investments, Llc
    Houston, TX
    Pasadena, TX
    Deer Park, TX
    Pasadena, TX
    Pasadena, TX
    Pasadena, TX
    Houston, TX
    Houston, TX
    Houston, TX
  • 2002-08-02 → 2002-11-01
    Morgan Stanley Dw Inc.
    Houston, TX
Other Businesses

BEN CALLAHAN LLC; NOT INVESTMENT RELATED; KEMAH,TX; 100% OWNERSHIP;START DATE 10/23/2019; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; OWNER OF HOME BUILDER BUSINESS. BNA CALLAHAN LLC; NOT INVESTMENT RELATED; KEMAH,TX; 100% OWNERSHIP WITH SPOUSE;START DATE 1/14/2022; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; FITNESS STUDIO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-01
  • S66 Uniform Combined State Law Examination
    2002-08-01

View on SEC IAPD

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