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4525 Painters Mills Road, Owings Mills, MD 21117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-05 |
Branch Locations
2220 Briargate Parkway, Colorado Springs, CO 80920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Armed Forces | Fort Knox | KY | 07/2016 | Present |
| First Command Brokerage Services | Fort Worth | TX | 02/2022 | 05/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2022 | 03/2023 |
| Northwestern Mutual Investment Services Llc | Colorado Spgs | CO | 12/2022 | 03/2023 |
| T. Rowe Price | Colorado Springs | CO | 03/2023 | 12/2024 |
| T. Rowe Price | Colorado Springs | CO | 12/2024 | Present |
Name of business: U.S Army Colorado National Guard Not Investment Related Address: 9510 Voyager Pkwy, Colorado Springs, CO 80920 Nature of the business: Military Service Position: Squad Leader Title: Sergeant Start Date: December 2019 Approx. Hours a Month: 20 hours (One weekend a month, hours can vary depending on length of 'drill') Approx Hours devoted during trading hours: 0 hours (If drill is only on Sat-Sun. Some drills occasionally extend into the business work week) Duties: 11C - Indirect Fire Infantryman. Squad leader of a mortar team.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-24 |
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