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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-04
  • TX RA
    APPROVED
    Since 2025-06-04

Branch Locations

2600 Technology Dr Ste 800, Plano, TX 75074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neotactic Llc Fate TX 04/2011 03/2022
Orion Wealth Management Llc Garland TX 03/2022 04/2023
Associa Richardson TX 11/2020 03/2022
Lpl Financial Llc Garland TX 02/2022 04/2023
Charles Schwab & Co., Inc. Westlake TX 04/2023 05/2024
Charles Schwab Bank, Ssb Westlake TX 04/2023 05/2024
Stirlingshire Investments Nyc NY 05/2024 11/2024
Hornor, Townsend, & Kent Llc Wilmington DE 12/2024 05/2025
Penn Mutual Life Insurance Company Wilmington DE 11/2024 05/2025
Principal Life Insurance Company Plano TX 05/2025 Present
Principal Securities, Inc. Plano TX 05/2025 Present
Artair Financial Service Plano TX 11/2025 Present
  • 04/2011 → 03/2022
    Neotactic Llc
    Fate, TX
  • 03/2022 → 04/2023
    Garland, TX
  • 11/2020 → 03/2022
    Associa
    Richardson, TX
  • 02/2022 → 04/2023
    Lpl Financial Llc
    Garland, TX
  • 04/2023 → 05/2024
    Westlake, TX
  • 04/2023 → 05/2024
    Charles Schwab Bank, Ssb
    Westlake, TX
  • 05/2024 → 11/2024
    Nyc, NY
  • 12/2024 → 05/2025
    Wilmington, DE
  • 11/2024 → 05/2025
    Penn Mutual Life Insurance Company
    Wilmington, DE
  • 05/2025 → Present
    Principal Life Insurance Company
    Plano, TX
  • 05/2025 → Present
    Plano, TX
  • 11/2025 → Present
    Artair Financial Service
    Plano, TX
Previous Registrations
Other Businesses

**INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 11/18/2024 ADDRESS: 9330 Lyndon B. Johnson Freeway, Suite 929, Dallas TX 75243, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **ARTAIR FINANCIAL SERVICE (DBA) POSITION: Financial Advisor NATURE: Business Consulting as Principal Fee Based, Fee-based Financial Planning as Principal Fee Based or as part of Principal Advisory, Financial Strategies as Principal Fee Based or as part of Principal Advisory, Group/Health Insurance as Principal Fee Based or referred to my wife Elisa who runs her independent insurance firm, Life Insurance/Annuities as Principal, Mutual Funds/Securities/ VA / VL as Principal, Property and Casualty Referred to my wife's independent insurance firm, Seminars/Educational Workshops as Principal Fee Based or as part of Principal Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2025 ADDRESS: 2600 Technology Dr #800, Plano TX 75074, United States DESCRIPTION: DBA to market OBA insurance products and financial services business through PSI.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-26
  • S66 Uniform Combined State Law Examination
    2022-10-26
Other Names
  • Joshua Hutt
  • Joshua Aaron Hutt

View on SEC IAPD

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