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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neotactic Llc | Fate | TX | 04/2011 | 03/2022 |
| Orion Wealth Management Llc | Garland | TX | 03/2022 | 04/2023 |
| Associa | Richardson | TX | 11/2020 | 03/2022 |
| Lpl Financial Llc | Garland | TX | 02/2022 | 04/2023 |
| Charles Schwab & Co., Inc. | Westlake | TX | 04/2023 | 05/2024 |
| Charles Schwab Bank, Ssb | Westlake | TX | 04/2023 | 05/2024 |
| Stirlingshire Investments | Nyc | NY | 05/2024 | 11/2024 |
| Hornor, Townsend, & Kent Llc | Wilmington | DE | 12/2024 | 05/2025 |
| Penn Mutual Life Insurance Company | Wilmington | DE | 11/2024 | 05/2025 |
| Principal Life Insurance Company | Plano | TX | 05/2025 | Present |
| Principal Securities, Inc. | Plano | TX | 05/2025 | Present |
| Artair Financial Service | Plano | TX | 11/2025 | Present |
**INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 11/18/2024 ADDRESS: 9330 Lyndon B. Johnson Freeway, Suite 929, Dallas TX 75243, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **ARTAIR FINANCIAL SERVICE (DBA) POSITION: Financial Advisor NATURE: Business Consulting as Principal Fee Based, Fee-based Financial Planning as Principal Fee Based or as part of Principal Advisory, Financial Strategies as Principal Fee Based or as part of Principal Advisory, Group/Health Insurance as Principal Fee Based or referred to my wife Elisa who runs her independent insurance firm, Life Insurance/Annuities as Principal, Mutual Funds/Securities/ VA / VL as Principal, Property and Casualty Referred to my wife's independent insurance firm, Seminars/Educational Workshops as Principal Fee Based or as part of Principal Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2025 ADDRESS: 2600 Technology Dr #800, Plano TX 75074, United States DESCRIPTION: DBA to market OBA insurance products and financial services business through PSI.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-26 |
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