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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-03 |
| UT | RA | APPROVED | 2011-01-03 |
Branch Locations
299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States
965 S 100 W Ste 105, Logan, UT 84321 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Logan | UT | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Logan | UT | 11/2016 | Present |
SPORTWORKSX, NOT INV RELATED, RICHMOND, UT, SPORTS EQUIPMENT SALES, 100% OWNER/MANAGER, START 1/16/2017, 10 HOURS PER MONTH, ZERO DURING TRADING, PROVIDE QUALITY SPORT/ATHLETIC GEAR TO THE CONSUMER. RENTAL PROPERTY, INVT RELATED, RICHMOND, UT, 100% OWNERSHIP, START DATE 10/1/2019, 1 HR PER MONTH, 0 HRS DURING TRADING, COLLECT RENT. SPEAKING ENGAGEMENTS; NOT INV. RELATED; RICHMOND,UT; INDEPENDENT CONTRACTOR; 100% OWNERSHIP; START DATE 03/01/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; SPEAKING TO DIFFERENT GROUPS OF PEOPLE ABOUT OVERCOMING CHALLENGES. RACE HOLDINGS LLC, INV RELATED, RICHMOND, UT, 100% OWNERSHIP, 2 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL HOLDER;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-04 |
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