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Benjamin N Satterfield

Regatta Capital Group, LLC

El Segundo, CA

Sandy, UT

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Current Employers
Regatta Capital Group, Llc

880 Apollo St. Suite 129, El Segundo, CA 90245 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-11-30
  • UT RA
    APPROVED
    Since 2022-11-30

Branch Locations

880 Apollo St. Suite 129, El Segundo, CA 90245 • United States

Sandy, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Griffin Capital Securities, Llc, Phoenix AZ 03/2015 08/2020
Regatta Capital Group, Llc El Segundo CA 08/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-14
S63 Uniform Securities Agent State Law Examination 2006-06-20
  • S65 Uniform Investment Adviser Law Examination
    2020-10-14
  • S63 Uniform Securities Agent State Law Examination
    2006-06-20
Other Names
  • Ben Nathaniel Satterfield

View on SEC IAPD

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