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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-02-24
IL RA APPROVED 2025-05-12
TX RA APPROVED 2025-05-12
  • WI RA
    APPROVED
    Since 2026-02-24
  • IL RA
    APPROVED
    Since 2025-05-12
  • TX RA
    APPROVED
    Since 2025-05-12

Branch Locations

395 N Executive Dr, Brookfield, WI 53005 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Chicago IL 04/2022 09/2023
Lakeshore Financial Group Chicago IL 06/2020 04/2022
Jidd Motors Des Plaines IL 02/2020 06/2020
Unemployed Chicago IL 02/2019 02/2020
Chitown Tattoo Chicago IL 03/2013 01/2019
Pruco Securities Llc Downers Grove IL 08/2023 11/2024
The Prudential Insurance Company Of America Downers Grove IL 10/2023 04/2025
Lpl Enterprise, Llc Downers Grove IL 11/2024 04/2025
Lpl Financial Llc Naperville IL 05/2025 Present
Bmo Naperville IL 05/2025 Present
  • 04/2022 → 09/2023
    E*Trade Securities Llc
    Chicago, IL
  • 06/2020 → 04/2022
    Lakeshore Financial Group
    Chicago, IL
  • 02/2020 → 06/2020
    Jidd Motors
    Des Plaines, IL
  • 02/2019 → 02/2020
    Unemployed
    Chicago, IL
  • 03/2013 → 01/2019
    Chitown Tattoo
    Chicago, IL
  • 08/2023 → 11/2024
    Downers Grove, IL
  • 10/2023 → 04/2025
    The Prudential Insurance Company Of America
    Downers Grove, IL
  • 11/2024 → 04/2025
    Downers Grove, IL
  • 05/2025 → Present
    Naperville, IL
  • 05/2025 → Present
    Bmo
    Naperville, IL
Previous Registrations
Other Businesses

1) 05/2025 - BMO INVESTMENT SERVICES / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-07
  • S66 Uniform Combined State Law Examination
    2023-06-07

View on SEC IAPD

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