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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-10
  • NY RA
    APPROVED
    Since 2026-04-10

Branch Locations

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Jersey City NJ 07/2025 03/2026
J.P. Morgan Securities Llc Jersey City NJ 07/2025 03/2026
Morgan Stanley New York NY 04/2016 07/2025
Ubs Financial Services Inc. New York NY 03/2026 Present
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS:none IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:,Bronx,NY,10462,USA NATURE OF OTHER BUSINESS:Rental Property YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Personally investing in or owning another company START DATE OF YOUR RELATIONSHIP:2014-06-30 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:0 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:I partially owe (25%) a rental property, this is a family own property IS THIS A RESIDENTIAL ADDRESS?:Yes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-01
S63 Uniform Securities Agent State Law Examination 2012-02-28
  • S66 Uniform Combined State Law Examination
    2019-03-01
  • S63 Uniform Securities Agent State Law Examination
    2012-02-28
Other Names
  • Adriana Ruiz
  • Adrianna Cajigas
  • Adriana Ruiz

View on SEC IAPD

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