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402 West Broadway Suite 400, San Diego, CA 92101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-07-21 |
Branch Locations
402 West Broadway Suite 400, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Finec Asset Management Llc | La Jolla | CA | 08/2021 | Present |
| Ru Floral | Guadalajara | 01/2011 | 12/2018 | |
| Cap Fin S.A De C.V. Sofom E.N.R. | Guadalajara | 08/2015 | 12/2018 | |
| Tauris Derivatives Solutions | Geneva | 12/2018 | 07/2021 | |
| Administración Y Asesoría Dinámica Sc | Guadalajara | 08/2015 | Present |
Fund Manager for Administración y Asesoría Dinámica SC. The company is a financial advisory firm in Guadalajara Mexico. The company advises and manages investment funds among other investment advisory businesses. The time dedicated to this endeavors is 20 hours a week. The entreprise is located at Av. Mariano Otero 1249, B-1114, Guadalajara, Mexico 44530.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-01 |
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