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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community First Credit Union | Appleton | WI | 08/2014 | 12/2022 |
| Cuso Financial Services, Lp | San Diego | CA | 12/2014 | 12/2022 |
| Capital Credit Union Wi | Kimberly | WI | 01/2023 | Present |
| Cuso Financial Services, Lp | San Diego | CA | 01/2023 | 05/2025 |
| Lpl Financial Llc | Kimberly | WI | 05/2025 | Present |
1.06/02/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Capital Investment Group; Investment Related; at Reported Business Location(s); Start Date 05/16/2025; 160hrs/mth; 160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-27 |
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