Thomas Joseph Zimmer

Current Employers

Employment History

• 07/2009 → 12/2016
  Next Financial Group Inc
  Kimberly, WI
• 12/2016 → 06/2024
  Securities America Advisors, Inc.
  Kimberly, WI
• 12/2016 → 06/2024
  Securities America, Inc.
  Kimberly, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Kimberly, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Kimberly, WI

Previous Registrations

• 2016-12-27 → 2024-06-14
  Securities America Advisors, Inc.
  Kimberly, WI
• 2009-07-31 → 2016-12-27
  Next Financial Group, Inc.
  Kimberly, WI
• 2009-01-27 → 2009-07-31
  Mutual Service Corporation
  Kimberely, WI
  Kimberly, WI
• 2000-10-03 → 2004-08-25
  Ffp Advisory Services Inc
  Kimberly, WI

Other Businesses

NOTARY PUBLIC POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/12/2008 ADDRESS: 717 Eisenhower Drive, Kimberly WI 54136 DESCRIPTION: Notary Public ZIMMER FINANCIAL GROUP, LLC POSITION: Agent NATURE: Fixed life insurance, fixed annuities, long term care insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2000 ADDRESS: 717 Eisenhower Drive, Kimberly WI 54136 DESCRIPTION: Sales and service of fixed insurance, fixed insurance, and long-term care. ZIMMER BROTHERS, LLC POSITION: 1/3 owner NATURE: DBA for building ownership. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/31/2007 ADDRESS: 717 Eisenhower Drive, Kimberly WI 54136 DESCRIPTION: 1/3 owner of the building in which I conduct my financial advisory services. ZIMMER FINANCIAL GROUP, LLC POSITION: Financial advisor NATURE: DBA for financial advisory services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 142 START DATE: 09/01/2000 ADDRESS: 717 Eisenhower Drive, Kimberly WI 54136 DESCRIPTION: Financial advisory services. THOMAS ZIMMER POSITION: Model NATURE: Modeling services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1995 ADDRESS: 5648 N ROSEMARY DR, APPLETON WI 54913 DESCRIPTION: Modeling services/independent contractor.

Exams

• S66 Uniform Combined State Law Examination
  1999-11-21

Designations