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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-19 |
| WI | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Appleton | WI | 11/2013 | 10/2019 |
| Securities America, Inc. | Kimberly | WI | 10/2019 | 06/2024 |
| Securities America Advisors | Kimberly | WI | 12/2021 | 06/2024 |
| Osaic Wealth, Inc. | Kimberly | WI | 06/2024 | Present |
| Osaic Wealth, Inc. | Kimberly | WI | 06/2024 | Present |
1. ZIMMER FINANCIAL GROUP LLC POSITION: Financial Advisor NATURE: d/b/a for financial advisory services INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 142 START DATE: 09/01/2021 ADDRESS: 717 Eisenhower Drive, Kimberly WI 54136, United States DESCRIPTION: financial advisory services 2. HIGHLAND CAPITAL POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/02/2021 ADDRESS: 717 Eisenhower Drive, Kimberly WI 54136, United States DESCRIPTION: I will be utilizing Highland Capital mostly for term insurance for clients that have that need. 3. PUBLIC NOTARY POSITION: Agent NATURE: Public Notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/17/2026 ADDRESS: 717 Eisenhower Drive, Kimberly WI 54136, United States DESCRIPTION: Notarize documents for clients, as needed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-21 |
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