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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-26
  • FL RA
    APPROVED
    Since 2026-03-26

Branch Locations

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Fort Lauderdale FL 10/2015 03/2026
Kovack Advisors, Inc. Fort Lauderdale FL 10/2015 03/2026
Ubs Financial Services Inc. Boca Raton FL 03/2026 Present
Previous Registrations
  • 2015-11-06 → 2026-03-06
    Ft. Lauderdale, FL
  • 2014-09-16 → 2015-11-10
    Credit Suisse Securities (Usa) Llc
    West Palm Beach, FL
  • 2013-10-21 → 2014-09-17
    Boca Raton, FL
    Boca Raton, FL
  • 2013-06-05 → 2013-09-19
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-28
  • S66 Uniform Combined State Law Examination
    2013-05-28
Other Names
  • Marie Pamela Carpen
  • Marie Claude Pamela Boodhoo
  • Pamela Pamela Boodhoo

View on SEC IAPD

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