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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-18 |
| TX | RA | APPROVED | 2025-08-18 |
Branch Locations
123-127 South Lake Ave., Pasadena, CA 91101-2604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Irvine | CA | 03/2022 | 01/2025 |
| Compass | New York City | NY | 06/2021 | 08/2021 |
| Riverside Computer Center | Riverside | CA | 08/2018 | 05/2019 |
| California State University, Fullerton | Fullerton | CA | 05/2019 | 01/2022 |
| Riverside City College | Riverside | CA | 08/2017 | 05/2019 |
| Riverside Stem Academy | Riverside | CA | 08/2009 | 05/2017 |
| Osaic Wealth, Inc. | Irvine | CA | 01/2025 | 07/2025 |
| Fidelity Investments | Pasadena | CA | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-02 |
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