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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-07-15 |
| NC | RA | APPROVED | 2023-08-30 |
| TX | RA | APPROVED | 2023-08-30 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Wilmington | NC | 02/2022 | 10/2022 |
| Of The Essence Designs | Wilmintgon | NC | 10/2019 | 02/2022 |
| Brasserie Du Solei | Wilmington | NC | 01/2019 | 10/2019 |
| Osteria Cicchetti | Wilmintgon | NC | 09/2015 | 10/2018 |
| Stifel | Wilmington | NC | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-28 |
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