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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-17 |
| UT | RA | APPROVED | 2026-06-17 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Salt Lake City | UT | 01/2022 | 06/2026 |
| Brvc Pools | Mesa | AZ | 11/2020 | 11/2021 |
| Amaya, Inc. | West Jordan | UT | 07/2009 | 12/2021 |
| Morgan Stanley | Sandy | UT | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-13 |
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