Best Investors Account Sign in
Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-06-13
  • NC RA
    APPROVED
    Since 2022-06-13

Branch Locations

801 Hillsborough St 3Rd Floor, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 02/2022 Present
Secu Life Insurance Company Raleigh NC 02/2022 Present
State Employees' Credit Union Raleigh NC 06/2015 Present
Credit Union Investment Services Raleigh NC 06/2022 Present
  • 02/2022 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 02/2022 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 06/2015 → Present
    State Employees' Credit Union
    Raleigh, NC
  • 06/2022 → Present
    Raleigh, NC
Other Businesses

State Employees' Credit Union. Investment Related Business. Nature: Financial Services. OSJ Office Address: Raleigh, NC SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 2/2022. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Jonathan Miller, 307 Spring St., Durham NC 27703. Not investment related. Title: Sneaker Reseller. Duties: Sell retro Jordans, Nike, etc. on occasion. Hrs/mo devoted to other business: 10. None during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-10
  • S66 Uniform Combined State Law Examination
    2022-06-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor