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Dong An

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-17
CA RA APPROVED 2026-06-16
  • TX RA
    APPROVED
    Since 2026-06-17
  • CA RA
    APPROVED
    Since 2026-06-16

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
California Culture Festival Fontana CA 12/2023 08/2025
Homemaker Rowland Heights CA 09/2022 12/2023
Morgan Stanley Pasadena CA 02/2022 09/2022
Homemaker Rowland Heights CA 06/2020 02/2022
California Culture Festival Fontana CA 08/2018 06/2020
Homemaker Beijing 04/2018 08/2018
Aplus Capital Beijing 02/2017 04/2018
Unemployed Beijing 08/2016 02/2017
Morgan Stanley Pasadena CA 08/2025 04/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 06/2026 Present
  • 12/2023 → 08/2025
    California Culture Festival
    Fontana, CA
  • 09/2022 → 12/2023
    Homemaker
    Rowland Heights, CA
  • 02/2022 → 09/2022
    Morgan Stanley
    Pasadena, CA
  • 06/2020 → 02/2022
    Homemaker
    Rowland Heights, CA
  • 08/2018 → 06/2020
    California Culture Festival
    Fontana, CA
  • 04/2018 → 08/2018
    Homemaker
    Beijing
  • 02/2017 → 04/2018
    Aplus Capital
    Beijing
  • 08/2016 → 02/2017
    Unemployed
    Beijing
  • 08/2025 → 04/2026
    Morgan Stanley
    Pasadena, CA
  • 06/2026 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pasadena, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-23
  • S66 Uniform Combined State Law Examination
    2025-08-23

View on SEC IAPD

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Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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